SEBI (Credit Rating Agencies) Regulations, 1999 require that credit rating agencies should be in the form of ___ promoted by persons who have experience in the field of credit rating, i.e., by financial institutions or by persons, who have a net worth of more than Rs. ___ crores.

That sector of the economy that deals with economic activities where there is the direct use of natural resources, is known as?

In absence of a separate law for equipment leasing, which Act may be construed to be applicable to equipment leasing contracts?

The coins are issued by _____ under Section 6 of ____ Act and these are legal tender in payment, provided that the coin has not been defaced and has not lost weight so as to be less than such weight as may be prescribed in its case. Fill in the blanks?

A mechanism for pooling resources from the public, by issuing units to them and investing the funds so collected, in securities, in accordance with objectives, disclosed in an offer document, is called?

Which one of the following statements is/are correct? 1 Accounting treatment of finance and operating lease is same in the books of lessee 2 Accounting treatment of finance and operating lease is different in the books of lessor 3 A lessee may elect not to apply the accounting requirements of Ind AS 116 to leases for which the underlying asset is of low value.

A Venture Capital Fund may raise moneys from any investor – Indian, foreign or Non-Resident Indian – by way of issue of units. What should be the minimum amount accepted from such an investor?

What type of deposits out of the following can be accepted by Deposit Taking NBFCs? 1) current accounts, 2) saving bank accounts, 3) term deposits 4) deposits withdrawable by cheque.

Which intermediary of PFRDA administers and keeps record of all information of customers who are registered under the National Pension System?

Once an insurance contract has been put into force, who has to ensure continuance of the policy through regular payment of renewal premiums?

Which specific economic objectives are achieved by the monetary policy? 1 Maintaining price stability 2 Ensuring adequate flow of credit to the productive sectors of the economy, to support economic growth 3 Maintaining financial stability

A microfinance loan can be classified as such, if it meets the following conditions? 1 household shall mean an individual family unit, i.e., husband, wife and their unmarried children 2 loan must be collateral-free 3 its purpose should be for an economic activity only 4 it is provided to low-income household only

What is the periodicity for the credit institutions to provide credit information to all credit information companies?

A contract between two parties, where one (the insurer) promises the other to indemnify or make good any financial loss suffered by the latter (the insured), in consideration for an amount received by way of ‘premium’, is known as?

The Regulatory structure for NBFCs issued by RBI in October 2021, prescribes four layers of NBFCs. These are 1) NBFC-Base Layer, 2) NBFC-Middle Layer, 3) NBFC-Upper Layer 4) ______ Layer

Which of the following shall not be considered as Alternative Investment Fund for the purpose of SEBI regulations? 1 family trusts set up for the benefit of 'relatives' as defined under Companies Act, 2013 2 ESOP Trusts set up under SEBI (Share Based Employee Benefits) Regulations, 2014 3 employee welfare trusts or gratuity trusts set up for the benefit of employees; 4 holding companies

Read the statements below regarding Non-Banking Financial Companies (NBFCc) and find which ones are True and which ones are False? 1 they have emerged as a suitable alternative for banks, in terms of raising funds for businesses. 2 They offer credit facilities in remote locations and support those individuals who are often not serviced by the banks. 3 They underpins the weaker sections of the society, thereby bringing equilibrium to the economy. 4 They have done better for financial inclusion than banks.

As per RBI guidelines on finance to NBFCs, banks can extend need based finance to NBFCs engaged in 1) infrastructure financing, 2) equipment leasing or hire-purchase 3) factoring and investment activities, 4) Bills discounted/rediscounted by NBFCs.

What is the criteria used for classifying an NBFC-MFI?

Broadly the ratings are divided by the credit rating agencies into three levels. These are 1) investment-grade, 2) non-investment grade 3) _____ grade