According to RBI guidelines, the Chief Compliance Officer shall have an overall experience of at least ___ years in the banking or financial services, out of which minimum ___ years shall be in the Audit/Finance/ Compliance/ Legal/ Risk Management functions

Various elements of the organisational structure of Compliance function could be as under : 1) Board of Directors 2) Audit Committee of Board 3) Managing / Executive director 4) Risk department

Loan assets in which the default has either occurred or such accounts face reasonable certain prospects of default, are called:

As part of self-development, the inner self of a person represents which of the following:

Which of the following is the most popular and prevalent means to gather feedback from the employees:

While identifying and implementing the rehabilitation package in case of MSE Units, banks are required to do ‘holding operation’ for a period of ____ months. This will allow these units to draw funds from the cash credit account at least to the extent of their deposit of sale proceeds during the period of such ‘holding operation’.

Which of the following is an advantage of on the job training (1) employee is actually contributing to the events (2) the individual sees the relevance and gets the feel of things of what is to be done (3) individual is likely to be motivated as he is on the scene of the work.

In banking industry, credit policies are decided based on statistical analysis of profitability, demand deposits, time deposits, credit ratio, number of customers and many other ratios. The credit policies are based on the application of ___ theory.

The sale under SARFAESI Act can be through: 1 private treaty 2 public tender 3 public auction

As per Central Limit theorem, when the sample population is approximately symmetric, the distribution becomes :

In which of the following situations, a liquidation process is automatically initiated under IBC 2016., (a) the CIRP fails as no resolution plan is received or is not approved by the CoC; (b) any of the stakeholder's defaults or deviates from terms of approved Resolution Plan; (c) creditors representing 66% of the outstanding financial debt resolve to liquidate the corporate debtor at any time before the preparation of the information memorandum. (d) the corporate debtor contravenes the CIRP and anyone prejudicially affected applies for liquidation.

The list of requirements prepared in terms of educational and professional qualifications, age, work, experience, specific knowledge, skills etc. is called…

According to personality job fit theory of John Holland, jobs like biologist, economist, mathematician, news-reports are generally preferred by persons with which type of personality:

What are the areas where Geometric mean can be used? 1 in stock indexes. 2 to calculate the annual return on the portfolio. 3 in finance 4 in studies like cell division.

As per RBIA guidelines of RBI, Board of each bank should prescribe a minimum period of service for staff in the Internal Audit function except for entities where 1) internal audit function is a specialised function 2) this function managed by career internal auditors, 3) level of frauds is very low

Which of the following are registered with IBBI as Insolvency Professional Agencies responsible for promoting the best professional standards among Insolvency Professionals (IP) 1) Institute of Company Secretaries of India, 2) Institute of Chartered Accountants of India and 3) Institute of Cost Accountants of India 4) Indian Institute of Banking and Finance

When the value of a variable such as height or weight occurs more than once in a given series of observations, the number of such occurrences of the value is termed as the ___ of that value.

The current and prospective impact on earnings or capital arising from adverse business decision, is known as ___ risk

Compliance is an independent function that identifies, assesses, monitors and reports on _____ risk to the Bank's board.

According to Dalton, Thompson and Price, in the career path, the stage when an individual develops ideas, manages others and must learn to assume responsibility for the work of his subordinate, is called: